LE JOURNAL CANADIEN DES SCIENCES NEUROLOGIQUES EMG Biofeedback In Patients With Motor Disorders: An Aid For Co-Ordinating Activity In Antagonistic Muscle Groups ALAN E. DAVIS AND ROBERT G. LEE SUMMARY: A computer program was developed to analyse the relative amount of EMG activity in an agonist-antagonist pair of muscles while subjects performed voluntary flexion-extension movements at the wrist to track a visual target. The data were presented to the subjects in the form of a vector display, the angle and length of which was determined from calculation of EMG power in the two muscles. This new approach to EMG biofeedback was evaluated in two hemiplegic patients and three patients with cerebellar incoordination. Over a training period of several weeks, all the subjects were able to modify the pattern of EMG activity in the muscles to reduce the amount of inappropriate coactivation of flexors and extensors and to produce more sustained and regular activation of individual muscle groups. RESUME: NOUS avons developpe un programme d'informatique afin d'analyser la quantite relative d'activite EMG dans une paire de muscles agonistes/' antagonistes alors que les sujets effectuaient des mouvements volontaires de flexion-extension du poignet defacon a suivre une cible visuelle. Les donnees furent presentees aux sujets sous la forme d'un tableau vectoriel dont I'angle et la longueur etaient determines a partir du calcul de la puissance EMG dans les deux muscles. Cette nouvelle approche de retrocontrole EMG fut evaluee chez deux patients hemiplegiques et trois patients avec incoordination cerebelleuse. Apres une periode d'entrainement de plusieurs semaines, tous les sujets purent modifier le pattern d'activite EMG dans les muscles etudie's afin d'ainsi re'duire la quantite de coactivation inappropriee des flechisseurs et extenseurs et afin de produire une activation des groupes musculaires individuels soutenue et reguliere. From The Neuroscience Research Group. Faculty of Medicine, University of Calgary. Reprint requests to Dr. Robert G. Lee, Faculty of Medicine, University of Calgary, Calgary. Alberta, T2N IN4. Canada. Vol. 7 No. 3 https://doi.org/10.1017/S0317167100023209 Published online by Cambridge University Press INTRODUCTION Biofeedback of physiological parameters of various types has acquired some popularity in the management of certain neurologic disorders (see Basmajian, 1979). Several groups of investigators have employed feedback of electromyographic (EMG) activity as an adjunct to conventional physiotherapy in the rehabilitation of motor disorders such as hemiplegia (Brudny et al, 1974; Basmajian et al, 1975; Lee et al, 1976; Basmajian et al, 1977), torticollis and related dystonic syndromes (Brudny et al, 1976; Korein and Brudny, 1976; Bird and Cataldo, 1978) and tardive dyskinesia (Albanese and Gaardner, 1977). The usual approach has been to provide the patient with a visual or auditory signal representing E M G activity recorded from a single muscle. The patient's task is to either minimize the signal level to reduce spasticity or involuntary movements or to increase the signal to reinforce attempts to activate paretic muscles. A limitation of this "one-dimensional" approach is that some motor disorders are characterized by defective interaction between opposing groups of muscles (Terzuolo et al, 1973). Under normal conditions, voluntary activation of a muscle group is associated with reciprocal inhibition of its antagonists (Hultborn et al, 1973) but in hemiplegic patients and patients with cerebellar incoordination we have frequently observed examples of abnormal coactivation of agonist and antagonist muscles. To improve motor performance these patients are faced with two tasks. At the same time as they are activating weak or poorly coordinated muscles they must learn to suppress inappropriate activity from antagonistic muscles. AUGUST 1980-199 THE CANADIAN JOURNAL OF NEUROLOGICAL SCIENCES The present study was undertaken to determine whether biofeedback of a preprocessed signal providing information concerning the relative amount of EMG activity in two opposing muscle groups could assist patients with motor deficits in carrying out a simple motor task. A small laboratory computer system (PDP 11-40) was used to carry out on-line analysis of EMG activity from the wrist flexors and extensors and to generate a visual display on an oscilloscope. Detailed studies were carried out on five patients — two with spastic hemiplegia following cerebral infarcts and three with cerebellar incoordination. With feedback training all five patients were able, over a period of time, to modify and improve the pattern of EMG activity in the muscles studied. MATERIALS AND METHODS I. Clinical Material a) Patients with spastic hemiplegia Case 1: A 39-year-old right handed woman presented with a subarachnoid hemorrhage due to rupture of a right internal carotid artery aneurysm. Surgical clipping of the aneurysm was complicated by postoperative occlusion of the right internal carotid artery resulting in a cerebral infarct with severe left hemiparesis. Some improvement occurred over the next several months but at the time biofeedback studies were commenced 14 months following the onset of her illness she still had moderate weakness in most muscle groups in the left arm, spasticity in the wrist and finger flexors, and inability to control movement of individual fingers. Attempts to perform rapid flexionextension movements of the wrist were slow and irregular. Position sense was diminished in the fingers of the left hand. wrist flexion. There was marked spasticity in the wrist flexors. Sensation was impaired for all modalities in the left forearm and hand, b) Patients with cerebellar incoordination Case 3: A 34-year-old left handed woman presented with a 14 year history of relapsing and remitting neurologic symptoms characteristic of multiple sclerosis. At the time of our study there was clinical evidence of lesions at multiple sites including the optic nerves, brain stem, and spinal cord. Her major deficit was a spastic paraplegia, but for several years she had shown evidence of a cerebellar deficit in the left arm with incoordination on the finger-nose test, mild intention tremor, and moderate slowing of rapid alternating movements. Muscle tone in the left arm was slightly reduced. Sensation in the upper extremities was normal. Case 4: A 64-year-old right handed man had a 15 year history of progressive spinocerebellar degeneration of undetermined type. He was confined to a wheelchair because of severe trunkal ataxia. Examination of the upper extremities revealed severe intention tremor and incoordination. Rapid alternating movements were extremely slow and clumsy. Muscle strength in the arms was normal except for slight weakness of the intrinsic hand muscles due to an associated peripheral neuropathy. Sensory examination was normal. Case 5: A 29-year-old right handed woman had a 13 year history of Friedreich's ataxia. She exhibited marked dysmetria on performing the finger-nose test with either hand. Rapid alternating movements were slow and clumsy. Muscle tone was reduced and tendon reflexes were absent in all four extremities. Position sense was slightly diminished in the fingers. Case 2: A 51-year-old right handed man developed a right fronto-parietal cerebral infarct due to thrombotic occlusion of the right internal carotid artery. Initially he had severe left hemiplegia with complete paralysis of the arm. With intensive physiotherapy he regained the ability to walk, but there was only limited recovery in the arm. Biofeedback training was commenced ten months following the stroke. At that time the left arm was paralyzed except for slight movement at the shoulder and a minimal degree of 2. EMG Recording and Generation of Display Recordings were carried out with the subjects seated in a chair facing the video terminal (GT 40) of a PDP 11-40 computer. The arm rested on a manipulandum which kept the elbow flexed to 90° and restricted movement to the wrist joint. The subject's hand was taped firmly to a handle which permitted voluntary flexion and extension of the wrist through a range of approximately 90°. A potentiometer monitored changes in position of the handle. 200-AUGUST 1980 https://doi.org/10.1017/S0317167100023209 Published online by Cambridge University Press EMG activity was recorded with pairs of surface electrodes applied 3.5 cm apart over the flexor carpi radialis and extensor carpi ulnaris muscles. After appropriate amplification, the EMG signals were sampled on line at a rate of 400 Hz. The "power" or variance of the signal about a mean value was computed for each channel over 100 msec, intervals. The ratio of flexor EMG power to extensor EMG power was used to generate a vector display on the video terminal. Details of the calculations resulting in the vector are provided in the appendix. Figure 1 illustrates the display presented to the subject while carrying out flexion and extension movements of the left wrist. When the subject moves the handle to the right (figure 1-A) flexor EMG power exceeds extensor EMG power and the vector is tilted to the right. The opposite situation is shown in figure 1-C where the subject is extending the wrist to move the handle to the left. When the amount of EMG activity is equal in flexors and extensors, as in figure I-B, the vector assumes a vertical direction. It is important to note than the angle of the vector is not directly related to handle position, but rather reflects the relative degree of activation of flexor and extensor muscle groups. If the subject activates the flexors and totally inhibits the extensors the vector will assume a horizontal position directed to the right of the screen. In addition to controlling the direction of the vector the subject is able to control its length by varying the total amount of EMG activity. Thus, a strong contraction of either or both muscle groups produces a long vector while complete relaxation reduces the vector to a very short line or to a point display. 3. Biofeedback Training Sequence Training was initiated by having the computer generate a 4 cm x 4 cm square target on the video display (figure I, D-F). The subjects were instructed to experiment with movements of the handle and contraction of the forearm muscles until they were able to locate and hold the end of the vector within the target area. Once this was accomplished the computer program shifted the target 1 mm. to the right and the sequence was repeated. The target continued to move across the screen in 1 mm. steps until it reached the edge of the display, at which time it began to move back in the opposite direction. Each step in the sequence occurred only after the subject had successfully completed the previous step. The speed at which the target moved was determined by the accuracy and skill with which the subject was able to generate the appropriate level of EMG EMG Biofeedback and Motor Disorders LE JOURNAL CANAD1EN DES SCIENCES NEUROLOGIQUES activity in wrist flexors and extensors to maintain the vector in the target area. Simple modifications in the program permitted the investigator to vary the complexity of the motor task to match the needs of individual patients. Although the velocity of target movement was not identical for all the patients, it was kept constant for each individual over the entire training period. Following initial familiarization with the equipment and the video display, patients returned to the laboratory two or three times a week for biofeedback training sessions lasting approximately one hour. During these sessions the subjects carried out repeated 5 minute runs of tracking the visual target, each of which was followed by a 5 minute session during which they were instructed to carry out slow wrist flexion-extension movements at a similar rate but without visual feedback. Recordings of EMG and handle position during these "no-feedback" runs were compared with the data obtained during visual feedback. Each individual run was followed by a three minute rest period. In addition, at the conclusion of each session the subjects were instructed to carry out a short sequence of flexion-extension movements as rapidly as possible without visual feedback. 4. Data Analysis In addition to controlling the EMG vector display and target movement, the computer program recorded the time spent in flexion, extension and coactivation as the patient tracked the target back and forth across the screen. Flexion was defined as the time during which flexor EMG power was greater than 1.5 times extensor EMG power and extension was when extensor EMG power exceeded flexor EMG power by a similar amount. Coactivation was defined as the remainder, that is the time when flexor and extensor EMG power differed by less than 50%. iunMwm«ii' — <*wHWt* iimU'n • H I » I I Figure I — Examples of vector display provided to the patients during biofeedback training of wrist movements and relationship to EMG activity produced by a subject moving his left wrist. Vector tilts to the right when flexor EMG power exceeds extensor EMG power (A), to the left when extensor EMG power exceeds flexor EMG power (C). Vector assumes a vertical position when flexor EMG power equals extensor EMG power. The length of the vector is determined by the absolute sum of EMG activity in the two channels. The computer controlled target which moves back and forth across the display is illustrated in D-F. Davis & Lee https://doi.org/10.1017/S0317167100023209 Published online by Cambridge University Press RESULTS Hemiplegic Patients Figure 2 shows examples of E M G activity and associated handle movement for the two hemiplegic patients during the first recording session and at the end of a two month training period. The initial attempts by Case 1 to produce smooth flexion-extension movements using biofeedback are characterized by irregular bursts of E M G activity from the flexors without any well defined activity from the extensors (figure 2-A). Similar recording at the end of the training period, shown on the right, reveals that the patient has developed the ability to produce reciprocal activation of flexors and extensors to generate relatively smooth movements of the handle. Figure 2-B illustrates attempts by case 1 to produce rapid flexionextension movements without visual feedback. During the first session these movements were slow and irregular and coactivation of extensors and flexors occurred commonly. Following the training period the frequency and rhythmicity of these movements was increased. AUGUST 1980-201 THE CANADIAN JOURNAL OF NEUROLOGICAL SCIENCES FIRST SESSION EXT EMG FLEX EMG LAST SESSION —H|n ^ I II l> | || |, POSITION I *m I'll M M^jkt, H mi i \i i mn — » — | m Figure 2 — Recordings of surface EMG from wrist flexors and extensors and handle position in two hemiplegic patients performing a wrist flexion-extension task. Recordings on the left were obtained at thefirstbiofeedback session, those on the right after two months of feedback training. Tracings A and B are from case 1. A shows subject's attempt to perform smooth tracking of the visual target. B represents attempts to carry out rapid wrist flexion-extension without visual feedback. Tracings C and D are from case 2 with visual feedback (C) and without feedback (D). Handle position is not shown for case 2 as he did not have sufficient strength in the forearm muscles to generate recordable movement of the handle. Upward deflection in the handle position trace represents wrist flexion in this and subsequent illustrations. Case 2 had marked paresis of the hemiplegic arm, and although he was able to activate EMG discharges these were not sufficient to produce any appreciable movement of the handle. Nevertheless EMG recordings with feedback (figure 2-C) and without feedback (figure 2-D) show some improvement in the ability to suppress coactivation and to selectively control either flexor or extensor muscles in the forearm following several weeks of biofeedback training. The training in this patient, however, did not result in significant functional improvement in control of movement. To quantitate the effect of biofeedback on the ability of the patients to control flexor and extensor muscles independently a ratio was calculated for each five minute run to indicate the relative amount of time during which either flexors or extensors were predominantly active. The percentage of total time during which there was coactivation of flexors and extensors was also determined. The results for Figure 3 — Relationship between activation of wrist extensors and wrist flexors and percentage of time during which these muscles were coactivated for two hemiplegic patients, case 1 (A) and case 2 (B). Each point on the graphs represents results for one five minute run. Closed circles represent runs with visual feedback, open circles runs with no feedback. The total time period represented on the abscissa is approximately three months. The last five points on each graph were obtained at the one month followup session after completion of the training sequence. Value for the ordinates in the upper graphs were obtained by calculating for each run the following ratio: Time extensor EMG power is 1.5 times > flexor EMG power Time flexor EMG power is 1.5 times > extensor EMG power (see methods) the two hemiplegic patients over the two month training period are shown in figure 3. Case 1 initially showed a marked predominance of flexor activation resulting in very small extensor/flexor ratios (figure 3-A, top). With biofeedback she was able to produce more activation of the extensors, and over the course of the training period the extensor-flexor ratios gradually approached the optimal value of one which represents balanced activity in these opposing muscle groups. This change was present even in runs without feedback and was maintained during the follow-up session one month later. The bottom graph in figure 3-A shows that there was coactivation of flexors and extensors between 10 and 25% of the total time. This did not change during the training period although there was some tendency for coactivation to be less during runs with feedback. 202-AUGUST 1980 https://doi.org/10.1017/S0317167100023209 Published online by Cambridge University Press In contrast, case 2 showed a gradual reduction in the proportion of time during which flexors and extensors were coactivated, and this effect was still present at the one month followup (figure 3-B, bottom). The extensor/ flexor ratios for this patient remained relatively constant throughout the recording sessions. Patients With Cerebellar Incoordination Figure 4 shows recordings of EMG and handle position for case 3, a patient with multiple sclerosis causing moderately severe dysmetria of the left arm. Prior to training (figure 4-A) bursts of EMG activity were irregular and prolonged and the resulting handle movements were slow and jerky. After eight sessions of feedback training over a five week period the patient was able to generate more discrete bursts of EMG activity and handle movements were faster and of greater amplitude. The recordings on the right of figure 4 show the patient's EMG Biofeedback and Motor Disorders LE JOURNAL CANADIEN DES SCIENCES NEUROl.OGIQUES attempts to carry out rapid wrist flexion-extension movements without feedback. The maximum frequency of these movements was considerably increased after five weeks of training. Results for case 4, a patient with spinocerebellar degeneration and severe intention tremor, are shown in figure 5. The initial recording (figure 5A) shows inappropriate coactivation of extensors and flexors with slow irregular movements of the handle. After four feedback sessions, each consisting of three five minute runs, there was less coactivation and handle ' movements were more regular (Figure 5-B). In addition the patient was able to maintain this more normal pattern of movement during voluntary flexion and extension of the wrist without feedback (figure 5-C). The effect of biofeedback on this patient's motor activity is illustrated further in figure 6-A which illustrates graphically the relative amounts of flexor and extensor activation and coactivation of both muscle groups during sequential runs with and without feedback. The amount of coactivation is clearly reduced during runs with feedback. The data for case 5, a patient with Friedreich's ataxia, are illustrated in a similar format in figure 6-B. With this patient an attempt was made to determine whether the improved performance with feedback was directly related to the information provided by the feedback or whether it might be due to other associated factors such as increased attention or motivation. To investigate this possibility a distorted form of feedback was introduced on some runs. The length and angle of the vector display were randomly scaled every 100 msec, using a range of plus or minus 25% of the actual values determined from the calculation of EMG power. This patient was given the same instructions as the other patients and was not informed when the feedback was being distorted. Figure 6-B shows that without feedback this patient had difficulty producing any activation of flexor muscles. With distorted feedback there was some increase in the percentage of total time during which the flexors were activated, but this was less than what occurred when she was provided with true feedback, which resulted in the flexors being activated at least 50% of the time. This suggests that she was able to use the specific information provided by the true feedback to assist her in activating the flexor muscles. DISCUSSION These studies show that with visual feedback of information concerning relative activation of antagonistic muscle groups patients with certain motor deficits are able to modify the patterns of EMG activity in these muscles. Patients with either hemiplegia or cerebellar incoordination were able to utilize the feedback to reduce the amount of inappropriate coactivation of flexors and extensors and to produce more sustained and regular activation of individual muscle groups during a simple wrist flexionextension task. The effect of the biofeedback was almost immediate in some patients, particularly the hemiplegics. They were able to modify their EMG pattern at the first biofeedback session, and over a period of time they were able to maintain this change independent of feedback. In addition, the altered pattern of motor activation was preserved when they were retested one month following the end of the twice weekly program of biofeedback sessions. It should be emphasized that this was an uncontrolled study. Although the interspersion of training runs with and without visual feedback allowed each subject to serve in a sense as his EXT EMG FLEX EMG